Project Design and Managementhttps://www.mlsjournals.com/ISSN: 2683-1597 |
|
How to cite this article:
Mundet, L. B. & Peña Muñoz, J. M. (2021). Percepción de competencias en las prácticas profesionalizantes e Job placement del Técnico en Redacción de Textos. Project Design and Management , 5(2), 59-72. Doi: 10.29314/mlser.v5i2.531.
ARTICULATION OF THEORY AND PRACTICE ON URBAN RESILIENCE AND ADEQUATE SOCIAL HOUSING. POPAYAN-COLOMBIA
Liliana Vargas Agredo
Fundación Universitaria de Popayán (Colombia)
lvargasagredo@gmail.com · https://orcid.org/0000-0001-5564-4821
Debora Libertad Ramirez Vargas
Universidad Internacional Iberoamericana (México)
debora.ramirez@unini.edu.mx · https://orcid.org/0000-0001-5564-4821
Abstract: As a result of the investigative process carried out in Popayán, it is concluded that Urban Resilience, it is the capacity and ability of an urban system to maintain its functionality in the face of impacts or catastrophes of natural or anthropic origin, being a continuous and dynamic process implemented in the public, private and community sectors, whose objective is to anticipate events that modify social, economic factors , physical, environmental and cultural of a city, with a look that promotes the return to normality and the improvement of the existing conditions before the occurrence of the event. On the other hand, considering Adequate Social Housing, as a basic need of every human being, construction immersed in an urban environment affected by various territorial, structural, social or organizational vulnerabilities, an articulation is proposed between the theory on Urban Resilience and Adequate Housing promoted by the United Nations Organization, its inclusion and applicability in processes of design, improvement and approval of these projects in the city of Popayán - Colombia. The resulting analyzes show a low inclusion of Urban Resilience in the regulations on social housing at the national and local level, reflected in the importance given to financing and provisions to make it affordable to the population, with medium inclusion at the academic level and low at the professional level. Also indicating the need to generate and implement territorial strategies of a political-administrative nature, in the long term, that involve these concepts in the development of Social Interest Housing at the urban level.
keywords: adequate housing, urban resilience, theory and practice, architecture,
ARTICULACIÓN DE TEORÍA Y PRÁCTICA SOBRE RESILIENCIA URBANA Y VIVIENDA SOCIAL ADECUADA. POPAYÁN-COLOMBIA
Resumen: Como resultado del proceso investigativo realizado en Popayán, el concepto de Resiliencia Urbana define como la capacidad y habilidad de un sistema urbano de mantener su funcionalidad ante impactos o catástrofes de origen natural o antrópico, siendo un proceso continuo y dinámico implementado en el sector público, privado y comunitario, cuyo objetivo es anticipar eventos que modifiquen factores sociales, económicos, físicos, ambientales y culturales de una ciudad, con una mirada que propicie el retorno a la normalidad y el mejoramiento de las condiciones existentes antes de la ocurrencia del evento. Por otra parte considerando la Vivienda Social Adecuada, como una necesidad básica de todo ser humano, construcción inmersa en un entorno urbano afectado por diversas vulnerabilidades de carácter territorial, estructural, social u organizacional, se propone una articulación entre la teoría sobre Resiliencia Urbana y la Vivienda Adecuada que promueve la Organización de las Naciones Unidas, su inclusión y aplicabilidad en procesos de diseño, mejoramiento y aprobación de estos proyectos en la ciudad de Popayán-Colombia. Los análisis resultantes demuestran una baja inclusión de la Resiliencia Urbana en la normatividad sobre vivienda social a nivel nacional y local, reflejada en la importancia dada a la financiación y disposiciones para que sea asequible a la población, con mediana inclusión a nivel académico y baja a nivel profesional. Indicando además la necesidad de generación e implementación de estrategias territoriales de carácter político administrativo, a largo plazo, que involucren estos conceptos en el desarrollo de la Vivienda de Interés Social a nivel urbano.
Palabras clave: vivienda adecuada, resiliencia urbana, teoría y práctica, arquitectura,
Introduction
Currently, one of the main challenges in the development of sustainable cities at international, national and local levels is the interdisciplinary development of political, economic, environmental, social and cultural aspects (Gómez, et al., 2020). Consequently, city decision-makers must integrate elements of the Sustainable Development Goals (SDGs) such as environmental regeneration, responsible consumption, environmental assessments, environmental education, among others, in order to achieve optimal development in the quality of life of their inhabitants.
The concept of sustainable city has been reinforced with the publication of the 2030 Agenda and the Sustainable Development Goals mainly Goal 11 on making cities and human settlements inclusive, safe, resilient and sustainable (United Nations, 2018). Specifically, with respect to Urban Resilience, the HABITAT III Cities Program (2015), contributes to the objectives of the New Urban Agenda to improve understanding of the causes of urban resilience, enable a city system to withstand and recover quickly from multiple and varied shocks and stresses and improve its performance over time. Due to the above, the interaction between the needs of citizens and natural or anthropic phenomena that could generate an imbalance in their daily activities is an issue that needs to be updated, mainly in the area of Adequate Social Housing. In order to present a diagnosis of the current situation of Urban Resilience in a case study and subsequently propose strategies that integrate factors that benefit the quality of human life, this research focuses on the city of Popayán, located in southern Colombia.
The architectural, urban, environmental, social, economic, political and cultural characteristics that currently govern the city of Popayán indicate the existing vulnerability to natural hazards such as earthquakes (Earthquake of March 31, 1983, which destroyed 40% of the historic sector of the city and caused more than 200 deaths), landslides and floods (Rio Molino - December 2013), and anthropogenic hazards (demonstrations, forest fires, citizen insecurity, vehicle accidents, etc.), added to the repercussions generated by the Covid-19 pandemic in 2020. The above justifies the origin of this study, focused on a proposal on the articulation of Urban Resilience and the development of Social Housing, added among other aspects by what is expressed in the Development Plan I believe in Popayán 2020 - 2023, where it is expressed that: "The housing deficit in the municipality of Popayán has contributed to increase the gap of injustice and inequity in our territory at the urban and rural level, that is why it is necessary an articulated and specialized response by public and private institutions, which allows to adequately invest the available capital, and manage new resources to attend in a prioritized way to the most vulnerable population groups reducing the housing deficit in Popayán that corresponds to the number of housing units that are needed to supply the number of existing households"(p. 96).
For this reason, the research focused on this problem, defining that Social Interest Housing (VIS) represents a fundamental role in the eradication of urban poverty, since it constitutes a right contained in the Universal Declaration of Human Rights, where the United Nations Organization - UNO, states that housing must be "decent and adequate": that is, it must allow the individual to achieve an acceptable standard of living. Starting from the SDGs (goal 11) and highlighting the work agendas and development plans of every city and every country, as expressed in the United Nations New Urban Agenda (2018): Promote housing policies at the national, subnational and local levels that support the progressive realization of the right to adequate housing for all as an integral element of the right to an adequate standard of living, that combat all forms of discrimination and violence and prevent arbitrary forced evictions, and that focus on the needs of the homeless, people in vulnerable situations, low-income groups and persons with disabilities, while enabling the participation and collaboration of communities and relevant stakeholders in the planning and implementation of such policies, including by supporting the social production of habitat, in accordance with national legislation and standards (p. 14).
On the other hand, this paper relates housing to Resilience in cities by looking for: "Strengthen the resilience of cities and human settlements, in particular through quality spatial planning and infrastructure development." This theme is complemented and strengthened in this same document, when it states that it seeks to promote "the development of resilient and resource-efficient infrastructure and we will reduce the risks and effects of disasters, including through the rehabilitation and upgrading of slums and informal settlements", as well as "We will also promote, in coordination with local authorities and stakeholders, measures for the strengthening and adaptation of all housing at risk, particularly in slums and informal settlements, in order to make them resilient to disasters".
In accordance with the above and considering regulations and referents at the international level, such as that established by the United Nations ECLAC (2016) in Agenda 2030, Goal 11 about inclusive, safe, resilient and sustainable cities; the approach to planning and implementation of resilient cities, according to the United Nations Office for Disaster Risk Reduction (2017) and Habitat for Humanity - 5th Housing and Habitat Forum: Challenges in housing and settlements in the face of climate change and social crisis (2023), the research developed and named: Articulation of theory and practice on Urban Resilience and Disaster Risk Management, based on cause-effect analysis. The study of urban social housing in Popayán-Colombia, shows the relationship between the high disarticulation between the theory of disaster risk management and the public policy of social housing applied in Popayán. The above, aimed at legislative and political personnel, professionals, teachers and students of Architecture and Civil Engineering as the main actors involved in the design and approval processes of social housing projects. It is important to mention that, in order to achieve an integration between the normative, structural and social aspects of resilient cities, it is necessary to generate an interdisciplinary work, therefore, this work was carried out under the perspective of teachers and students of architecture and civil engineering, leaving to the future the integration of other disciplines to propose strategic plans to achieve timely urban resilience.
In the first instance, on the concept of resilience, whose Latin origin Resilio means to go back, there are multiple studies, initially focused on the psychosocial area, developed by Luthar (1993), Michael Rutter (1991) and Edith Grotberg (1995) in a first generation. Later Luthar and Cushing (1999), Mastern (1999), Kaplan (1999) and Bernard (1999) in a second generation, understand resilience as "A dynamic process where the influences of the environment and the individual interact in a reciprocal relationship that allows the person to adapt despite adversity" (p.34). A concept that, by expanding into other fields of knowledge, such as economics, anthropology, urban planning and the environment, has now become a very common term in public policies related to the effects of climate change, urban planning and Disaster Risk Management.
As stated by Silva (2010), international cooperation agencies currently consider it as an axis of strategies or policies aimed at mitigating the negative effects of climate change, environmental sustainability and poverty; therefore, resilience becomes the essential human explanatory component of environmental sustainability in the management and habitation of the territory.
According to Melillo (cited in Gauto, 2007, p.243) "the appearance or not of resilience in subjects depends on the interaction of the person and his/her human environment", similar to the definition of Resilience established by Community & Regional Resilience Institute (2013) when recommending that "Resilience should be defined in a way that allows making useful predictions about the capacity of a community to recover from adversity. This will allow communities to assess their resilience and take steps to improve it if necessary."
Concepts applicable to the research conducted in Popayán, where the housing deficit and the precarious conditions of the population are evident, generating high levels of insecurity and poverty at the urban level, in the face of risks due to natural hazards (earthquakes, floods and landslides) and anthropogenic hazards such as crime, with the need to strengthen resilience, defined for this study as the capacity and ability of a community to anticipate events that may generate material and human losses, as well as its adaptation to the adversities that may arise in its environment.
Now, when analyzing the concept of Urban Resilience fundamental element of the present research, Ultramari & Denis as cited in Mallqui (2013), define it as:
The capacity of urban systems - or better yet their managers - to anticipate events that will affect urban dynamics; and how the implications of certain economic, social or cultural factors of such dynamics will transfer to the city elements that will allow it to respond to the adversities that may arise in the process of urban management (p.2).
And according to HABITAT III (2016) United Nations Conference on Housing and Sustainable Urban Development: "Resilience is a quality of sustainable urban development and at the level of a city it recognizes the urban area as a complex and dynamic system that must continuously adapt to various challenges in an integrated and holistic manner" (p.1).
When analyzing the articulation of urban resilience with VIS, it is important to quote Leal del Castillo (2004):
The notion of housing goes far beyond the physical dimension and is projected onto multilateral aspects of the development of the people who live there. It is at this moment, when the difference becomes explicit, it is there when extrapolating, no longer the material dimensions, but those that arise as a result of the process of inhabiting, the complex universe of dynamics that reflect the system of spatio-temporal relations becomes evident, which within the framework of habitat are no longer limited to the physical-spatial dimension, but also transcend to the socio-anthropological and the environmental-natural (p.38).
In the sense of the socio-anthropological and natural environmental dimensions referred to by Leal del Castillo, Popayán, despite having been a city of relevance in the history of Colombia, since the process of emancipation in the Colonial period, then in the Republican period, being rebuilt by the effects caused by several earthquakes, the last of which, occurred on March 31, 1983 generated until now a complex social situation as expressed by Vargas (2011):
"Faced with the impossibility of fully complying with the urban and housing solutions proposed in the aforementioned reconstruction and development plan and of physically controlling the entire reconstruction process, illegal groupings on the outskirts of Popayán overflowed the city limits constituting large marginal sectors that, over time, have developed in some areas considered high risk and vulnerability, increasing the risk at the urban level that already existed before the last earthquake."
This situation is reflected in the Comprehensive Diagnosis of the Land Use Plan-POT of Popayán (2015), due to the phenomenon of both population growth and subnormal settlements, causing a serious problem by not considering the condition of poverty and situation of marginalization in vulnerable communities.
In conclusion, from the research conducted, in the urban area of Popayán, it is required to strengthen Urban Resilience, considered as expressed by Leal de Castillo, not only from the physical dimension, but also from the habitat process, from the socio-anthropological and natural environment, taking into account that every VIS project should be multidisciplinary with contributions from architects, civil engineers, ecologists, lawyers, economists, among others, so that there is an integral relationship of resilience with its habitat from a human vision and the satisfaction of the needs of the community for which the housing is projected.
Background on the generation of Urban Resilience in Social Housing
By examining references such as: Barcelona walking towards Urban Resilience in the Vallcarca Neighborhood by Rafael De Balanzo Joue (2014); The Inclusive, Resilient and Sustainable Cities of the Latin American Urban Agenda by Gustavo Pandiella (2016); The study of resilience in natural disasters in six neighborhoods of the city of La Paz, Bolivia by Luis A. Salamanca (2009); Resilient Medellin - A strategy for the future by the Rockefeller Foundation, Mayor's Office of Medellin (2017) and the Guide to Urban Resilience Government of the Republic of Mexico (2016), the following were defined as the basis for solutions, taking into account the actors referred to in the research hypothesis : professionals, teachers and students of Architecture and Civil Engineering, involved in the processes of design, approval and construction of VIS projects, under the experience in academic, institutional spaces and professional practice:
a) Urban Resilience in Latin America. A brief guide for local authorities, which concretely studies housing conditions in the face of resilience by Fundación Idea (2017) a pioneering public policy think tank in Mexico and Colombia, where it defines that resilience "is not just a policy or a program: it is the integration of a set of capacities and resources". Further ensuring that, as of the date of that publication in 2017, a key urban system such as housing is excluded from the resilience discussion.
This guide sets out some challenges for integrating the conceptual framework of resilience into urban planning, as follows: Challenge A: Resilience must be local, with key components such as social housing, generally overshadowed by policies focused on climate change. Challenge B: Resilience recognizes risks. Challenge C: Resilience requires participation because there is a lack of accountability and effective mechanisms for citizen participation. Challenge D: Resilience meets resistance. Challenge E: Resilience is not obtained immediately: its interventions are long-term. Challenge F: Resilience is complex: the lack of capacity of local institutions continues to be a major obstacle, hence the need to find points of interception and generate continuous learning.
It is important, therefore, to understand that Urban Resilience is not just a policy or a program. Consequently, the articulation between the political and social actors that in one way or another are part of the process and in the case of the research conducted in Popayán, the professionals involved in the design, approval and construction of the VIS, so that its projection and materialization also meet the requirements for it to be considered as Adequate Housing. However, a guideline is required, a starting point (policy, strategy, plan and/or program) that guides the development of the project to be executed and provides the opportunity to manage economic resources for its implementation.
b) Habitat III themes. 15 - Urban Resilience. Secondly, the objective of this publication is to contribute to building resilience by including three pillars of the New Urban Agenda, namely: Urban Planning; Urban Legislation and Municipal Financing, through key drivers for action described as follows (p.7):
Under these drivers, the research conducted in Popayán includes the concepts of Urban Resilience and Adequate Housing applied to urban planning and legislation, from the experience of professionals, teachers and students of Architecture and Civil Engineering, involved in the design and approval processes of VIS projects:
Principles for climate change resilient social housing design. Rolando Arturo Cubillos González, defines resilient social housing as a housing model characterized by minimizing future risks from natural events and that is simpler and faster to rebuild or repair in its physical dimension and describes four design principles of Resilient Social Housing: Housing must be flexible, energy efficient, livable and affordable, emphasizing that incorporating the concept of resilience in social housing will surely require a transdisciplinary sustainability science. In addition to the incorporation of integrative design processes focused on urban systems and participation in the formulation of resilience-oriented housing policies (p.20).
Therefore, it is essential to articulate all these aspects (social, political, public and ecological) with the regulations applicable to theVIS, in environments susceptible to the generation of physical, social, environmental and economic vulnerability, such as the urban area of Popayán, which presents natural and socio-cultural hazards, defined among others by the Comprehensive Diagnosis of the Ordinance Plan (2015) and the Popayán Development Plan (2020-2023), documents where the prospective or anticipated vision of disaster risk is not incorporated.
Hence, from the research developed, it is necessary to incorporate the policy implementation process of Van Meter, D.S., and Van Horn, C. (1993), by establishing a policy implementation system that includes feedback from the system environment, made up of: demands and resources, the transformation process, the policy and the results:
"Four additional factors are included in our model: communication between organizations and induction activities, the characteristics of the agencies responsible for implementation, the influence of the economic, social, and political environment on the jurisdiction or organization where implementation takes place, and the disposition of those in charge of implementation" (p. 122).
The above with the objective that the implementation of policies that incorporate the theory on Urban Resilience and Adequate Housing generate "Compliance", another concept discussed by Van Meter and Van Horn (1993), related to obedience or disobedience to a law or directive and includes manipulation, rewards and symbolic deprivations with remunerative power.
Aspects applicable in the case of the VIS in Popayán and the research conducted, which concludes that the VIS should focus on the real needs of a family, of a community, where the quality of life prevails, not the quantity of housing solutions, with flexible, habitable, safe spaces, with public and complementary services that contribute to the generation of Urban Resilience through production chains, productive capacity and quality of community life, where the implementation of policies generates the "Compliance" referred to by Van Meter and Van Horn (year), so that, for example, the urban planning and construction licenses required for their development are processed legally and in a timely manner by the owners.
Method
The development of the research focuses on a mixed design, by exposing in a qualitative way the analysis of an exhaustive bibliographic review about the concepts and implications of urban resilience and social housing; in a quantitative way, surveys were applied to analyze the variables that, from the point of view of the actors in the design and construction of this type of housing, have regarding the introduction and execution of the key concepts of this research. In addition, the analysis focused on the study of a reality of academic, professional and institutional character without intervening, describing the correlations of the content analysis AC1, in six steps defined for this purpose: (a) Selection of sampling units (Normativity VIS in Colombia); (b) Selection of analysis categories (Urban Resilience and Adequate Housing vs. VIS); (c) Selection of register units (Normativity articles, directly related to the development of VIS at the urban level); (d) Determination of analysis units ( Theoretical concepts of Urban Resilience and Adequate Social Housing); e) Determination of the variables (Properties of Urban Resilience and Adequate Social Housing) and f) Selection of the modalities for measurement and evaluation (Quantitative or extensive modality, according to Álvarez, I (2021) applied, when the amount of material is large and an overall view is desired in order to make comparisons (statistical data, frequencies and their relationships).
The content analysis included 16 laws and decrees at the national level such as Law 1523 of 2012 (National Disaster Risk Management Policy) and Decree 1077 of 2015 (Single Regulatory Decree of the Housing, City and Territory Sector), in addition to the development plans at the national, departmental and municipal levels, as well as in-depth or qualitative, unstructured interviews and surveys to architects and civil engineers of the existing guilds in Popayán; teachers and students of architecture and civil engineering of academic programs in the city; public officials of entities responsible for the process (Municipal Mayor's Office - Savings and Housing Corporations, Urban Curator's Offices).
For the CA, on the VIS, and following the United Nations (2010) principles on Adequate Housing, 9 Dependent Variables (DV) were applied as follows: (1) Security of tenure; (2) Availability of services; (3) Materials; (4) Facilities and infrastructure; (5) Affordability; (6) Habitability; (7) Accessibility; (8) Location; and (9) Cultural appropriateness.
In the same process for Urban Resilience, 4 Dependent Variables (DV) were applied: (1) Metabolic Flows, (2) Social Dynamics, (3) Governance Networks and (4) Built Environment, according to Mallqui (2012).2
1 According to Álvarez, I (2021) the Content Analysis (CA) method can demonstrate the behavior of different variables in an official or political discourse over a significant period by means of log percentages that indicate the degree of importance attached to them.
2 According to Malqui (2012) these variables are described as follows: Metabolic flows are the chains of production and consumption within an ecosystem whose size always exceeds the limits of a city; it is it is the productive capacity of energy, material goods and services necessary for the well-being and quality of community life; the social dynamics related to demographics, human capital, inequality, population, distribution and diversity; governance networks referring to institutional structures and social organizations; the built environment, focusing on eco-systemic services and urban landscapes.
Results
As a result of the CA, the corresponding national, departmental and local regulations applicable to the development and improvement of VIS and its articulation with Urban Resilience are presented (Figure 1). In this regard, only 2.33% of the regulations applicable to the VIS (1,628 articles) include variables related to Urban Resilience, emphasizing Social Dynamics with 15 points, followed by Governance Networks with 9 points; the Built Environment with 8 points and Metabolic Flows with 2 points.
Figure 1
Analysis of VIS regulations in relation to the 4 variables on Urban Resilience
Regarding the norm with the greatest articulation with the research, Decree 1077 of 2015, the basic document for the development of this type of housing, 8 of the 517 articles that refer to VIS (total: 1879 articles) include some indicator on the topic of Resilience. That is, 1.54%, referring to only 2 variables: Social dynamics: 9 points and Governance Networks 4 points (Figure 2).
Figure 2
Analysis of Decree 1077 in relation to Urban Resilience
It should be noted that the variable with the greatest weight is Social Dynamics, which refers to the population that can benefit from government subsidies and households affected by anthropic vulnerability. This is followed by the Governance Networks variable, which includes the territorial entities involved in the process, their activities, self-management systems or community participation; therefore, it is a policy approach to aspects related to housing affordability.
Regarding the analysis of procedures and processes required for the development and improvement of constructions destined to VIS, these results on Urban Resilience are presented, at the level of the Housing Office and the Planning Secretariat of the Mayor's Office of Popayán and the Urban Curator's Offices:1
Concluding, in the results of the interviews applied to demonstrate the hypothesis defined in the research, it is corroborated that the current regulations focus on economic aspects, do not include the productive capacity, the profitability of housing, its habitability, its improvement, without a precise definition on Adequate Housing and its characteristics, as seen in the analysis made to Decree 1077 of 2015, where only 7 of the 517 articles that refer to the VIS ( total : 1879 items), include some indicator on the topic of Adequate Housing. That is, 1.35%. with variables of Availability of services 7 points; Habitability: 5 points: Affordability with 3 points: With 1 point the variables of security of tenure; Accessibility and Location and with 0 points the Cultural Adequacy, this last aspect is very common in projects of this type where the architectural response to the cultural identity of each city is complex (Figure 3).
Figure 3
Social housing project in Popayán